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Shadron Stastney, the CEO of a publicly-traded company and founder of Vicis Capital, has agreed to pay more than $2.9 million to settle SEC charges.
Federal authorities are investigating the activities of two executives at Vicis Capital LLC, a New York hedge fund operator that began last year with nearly $5 billion under management.
Get to know Vicis Capital, LLC CEO & other corporate executives. Learn about the Board of Directors, Executive Committees and CEO compensation in this industry.
Vicis Capital LLC form 4 sec filings insider trading and stock options: reveal insider stocks held, purchased, sold, and stock options awarded filed with SEC EDGAR database.
View Andrew Comito’s profile on LinkedIn, ... Compliance Officer at Vicis Capital LLC. Location Greater New York City Area Industry Financial Services. Previous:
3 RELEVANT ENTITIES 3. Vicis Capital LLC , a Delaware limited liability company, is an investment adviser registered w ith the Commission since 2006 .
SEC Charges N.Y.-Based Hedge Fund Adviser With Breaching Fiduciary Duty By Participating in Conflicted Principal Transaction. FOR ... firm Vicis Capital LLC, ...